CCMC sent a comment letter on Exchange Act Rule 10c-1, proposed by the Securities and Exchange Commission that would require lenders of securities to provide the material terms of securities lending transaction to a registered national securities association, such as the Financial Industry Regulatory Authority.
Recommended
- Finance
Sound Regulations Are the Cornerstone of Trust in Capital Markets
Careful regulation and the trust-building nature of quality audits were major themes at a recent Chamber event, which featured industry leaders from the audit community.
By Evan Williams
- Finance
The FTC’s Grocery Theories Should Stay on the Shelf
By Sean Heather
View this online