200806 CCMC Comments Improving Investment Advicefor Workersand Retirees DOL
Published
August 06, 2020
CCMC provided comments to the DOL notice of proposed class exemption (“Proposed Exemption”) permitting reasonable compensation for investment advice fiduciaries providing advice and engaging in certain principal transactions with Employee Retirement Income Security Act (“ERISA”) plans, participants and Individual Retirement Accounts or Annuities (“IRA”) holders.