200806 CCMC Comments Improving Investment Advicefor Workersand Retirees DOL

Published

August 06, 2020

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CCMC provided comments to the DOL notice of proposed class exemption (“Proposed Exemption”) permitting reasonable compensation for investment advice fiduciaries providing advice and engaging in certain principal transactions with Employee Retirement Income Security Act (“ERISA”) plans, participants and Individual Retirement Accounts or Annuities (“IRA”) holders.

200806 CCMC Comments Improving Investment Advicefor Workersand Retirees DOL

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